FINANCIAL INSTITUTIONS: ASSET MANAGEMENT

RYAN BECKER

RYAN BECKER

EXECUTIVE VICE PRESIDENT, MANAGEMENT LIABILITY & FINANCIAL INSTITUTIONS

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KENNY LI, CFA

KENNY LI, CFA

SENIOR VICE PRESIDENT, HEAD OF FINANCIAL INSTITUTIONS

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GEOFF TWOMBLY

GEOFF TWOMBLY

ASSISTANT VICE PRESIDENT, MANAGEMENT LIABILITY & FINANCIAL INSTITUTIONS

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In an environment of heightened regulatory scrutiny, asset management firms need to ensure they are protected against the growing expenses stemming from responding to regulatory investigations and proceedings. These expenses are increasing with each occurrence, and the frequency of regulatory investigations is growing. In addition to this heightened exposure, asset managers also face the traditional risk of clients suffering financial loss.

Ascot’s bespoke asset management policy is market leading and specifically provides coverage for a broad scope of regulatory investigations which differentiates it from that of many competitors.