FINANCIAL INSTITUTIONS: ASSET MANAGEMENT
In an environment of heightened regulatory scrutiny, asset management firms need to ensure they are protected against the growing expenses stemming from responding to regulatory investigations and proceedings. These expenses are increasing with each occurrence, and the frequency of regulatory investigations is growing. In addition to this heightened exposure, asset managers also face the traditional risk of clients suffering financial loss.
Ascot’s bespoke asset management policy is market leading and specifically provides coverage for a broad scope of regulatory investigations which differentiates it from that of many competitors.