Financial Institutions

The regulatory landscape is rapidly evolving and creating more complexity for Financial Institutions.

Holistic risk diligence and adequate insurance protection are table stakes in today’s operating environment. The Ascot team has deep experience working with a wide variety of financial institutions and developing a range of risk transfer solutions for this systemically important industry.

Key Facts

Target Industries
  • Investment Advisors and Mutual Funds
  • Private and Registered Funds
  • Money Center and Regional Banks
  • Diversified Financial Services
  • Insurance Companies
  • Business Development Companies
  • REITs
  • Family Office
  • Private Equity / General Partnership Liability
Limits Offered
  • $10,000,000 Excess D&O and E&O
  • $5,000,000 Primary D&O and E&O
Ascot Differentiator
  • Open Brokerage Distribution Model
  • Highly Experienced and Skilled Underwriters
  • Decisive, with Local Authority and Quick Turnaround Time
  • Ability to Underwrite Complex Risks Including IPO’s, SPAC IPO’s, deSPAC Transactions, and Other Transactional Opportunities
Coverage Features
  • Admitted/Non-Admitted Capabilities
  • Geographic Scope: All 50 States and Washington D.C.
  • Drop-Down Sub-limits Available

Contacts

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Resources

Ascot Financial Insitutions Overview
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