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Financial Institutions

The regulatory landscape is rapidly evolving and creating more complexity for Financial Institutions. Holistic risk diligence and adequate insurance protection are table stakes in today’s operating environment. The Ascot team has deep experience working with a wide variety of financial institutions and developing a range of risk transfer solutions for this systemically important industry.

KEY FACTS

Financial Institutions

Target Industries:

  • Investment Advisors and Mutual Funds
  • Private and Registered Funds
  • Money Center and Regional Banks
  • Diversified Financial Services
  • Insurance Companies
  • Business Development Companies
  • REITs
  • Family Office
  • Private Equity / General Partnership Liability

Limits Offered:

  • $10,000,000 Excess D&O and E&O
  • $5,000,000 Primary D&O and E&O

Ascot Differentiator

  • Open Brokerage Distribution Model
  • Highly Experienced and Skilled Underwriters
  • Decisive, with Local Authority and Quick Turnaround Time
  • Ability to Underwrite Complex Risks Including IPO’s, SPAC IPO’s, deSPAC Transactions, and Other Transactional Opportunities

Coverage Features

  • Admitted/Non-Admitted Capabilities
  • Geographic Scope: All 50 States and Washington D.C.
  • Drop-Down Sub-limits Available

Head of Financial Institutions

Peter Trochev

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    © Ascot Group 2024

    The information contained herein is intended for informational purposes only. Statements of coverage availability and scope are general in nature, subject to change and underwriting of any individual risk, and provide no guaranty or warranty of coverage, express or implied. Products and services are offered through insurance company affiliates within the Ascot Group. Not all products and services are available in every jurisdiction, and some may be available in the United States only on a surplus line basis through licensed surplus line brokers. The precise coverage afforded by any insurer is subject to the actual terms and conditions of the policies as issued. The publication and delivery of the information contained herein is not intended as a solicitation for the purchase of insurance on any US risk.